| Financial Retail Sales Assistant - Registered Job Description |
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| The following is a full job description for Financial Retail Sales Assistant - Registered. Here are the requirements and responsibilities for Financial Retail Sales Assistant - Registered along with statistics. If after reading this page you determine that Financial Retail Sales Assistant - Registered is not the position you are looking for, you may want to try one of these similar titles: Financial Retail Sales Assistant - Registered, Financial Retail Sales Assistant, Retail Sales Staff, District Retail Sales Manager, Regional Retail Sales Manager, Retail Store Manager Assistant, Sales Assistant Team Leader, Sales Assistant II, Sales Assistant III, Sales Assistant I |
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| Requirements and Responsibilities For Financial Retail Sales Assistant - Registered |
| Provides sales and business development support for one or more licensed/registered investment product sales representatives. Performs customer service and administrative tasks to answer product questions, make changes to accounts, open new accounts, and receive orders. May execute orders from existing clients. Maintains a sales and referral database and uses telemarketing and customer profiling to generate leads and additional business opportunities with existing and prospective clients. Coordinates referrals, sales appointments, and requests for information. Has a solid knowledge and understanding of the firm's product offerings. May require a bachelor's degree. Requires completion of the FINRA Series 63 Uniform Securities Agent State Law Examination and any state licensing. Depending on the product's sold, may also require completion of FINRA Series 7 General Securities Representative qualification. Typically reports to a supervisor or manager. Work is closely managed. Works on projects/matters of limited complexity in a support role. Typically requires 0-2 years of related experience. |
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| Also referred to as: Client Service Assistant I - Registered, Registered NASD Sales Assistant I, Retail Sales Associate I - Registered Financial Products |
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| Similar Jobs: Financial Retail Sales Assistant - Registered, Financial Retail Sales Assistant, Retail Sales Staff, District Retail Sales Manager, Regional Retail Sales Manager, Retail Store Manager Assistant, Sales Assistant Team Leader, Sales Assistant II, Sales Assistant III, Sales Assistant I |
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| Level of Education: Financial Retail Sales Assistant - Registered Salaries with an Associate's Degree, Financial Retail Sales Assistant - Registered Salaries with a Bachelor's Degree, Financial Retail Sales Assistant - Registered Salaries with a Master's Degree or MBA, Financial Retail Sales Assistant - Registered Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Financial Services | |
